UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Stewart

    IRN DXS01423

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2017)
    • CF2 Non Executive Director (19 Dec 2014 to 6 Mar 2016)
  • David William Rankin

    IRN DWR01075

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2021)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (9 Oct 2015 to 6 Mar 2016)
  • Debra Ann Weekes

    IRN DAW01263

    • [FCA CF] Material risk taker (11 Jan 2021 to 1 Nov 2021)
  • Deirdre Flood

    IRN DKF01022

    • [FCA CF] Material risk taker (10 Dec 2018 to 3 Aug 2021)
  • Edward Fox Reed

    IRN EFR01016

    • CF29 Significant management (20 Apr 2010 to 12 Jul 2012)
  • Edward Langston

    IRN EXL01144

    • CF2 Non Executive Director (13 Aug 2007 to 31 Mar 2015)
  • Elizabeth Anne Walker

    IRN EXW27672

    • SMF24 Chief Operations (since 4 May 2020)
  • Faye Marie McNulty

    IRN FXM00033

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Francis M Patrick Walsh

    IRN FXW00021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
  • Gary Anthony Conner

    IRN GAC01131

    • CF29 Significant management (16 Dec 2010 to 30 Mar 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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