UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Tabeart

    IRN GXT00329

    • [FCA CF] Significant management (since 29 Sep 2025)
  • Glenn Paul Thompson

    IRN GPT01048

    • SMF18 Other Overall Responsibility (since 10 Dec 2018)
    • CF29 Significant management (1 Dec 2008 to 9 Dec 2018)
  • Graham John Hockings

    IRN GJH01061

    • CF29 Significant management (1 Nov 2007 to 4 Jul 2008)
    • CF19 Significant Mgt (Financial Resources) (15 Aug 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Aug 2006)
    • CF12 Actuarial (1 Dec 2001 to 4 Jul 2008)
    • CF1 Director (1 Dec 2001 to 28 Feb 2008)
  • Graham Paul Martin

    IRN GXM00368

    • [FCA CF] Significant management (since 10 Aug 2021)
  • Helen Louise Webb

    IRN HLW01024

    • SMF4 Chief Risk (since 1 Mar 2026)
    • SMF16 Compliance Oversight (since 1 Mar 2026)
    • SMF5 Head of Internal Audit (since 2 Jun 2023)
  • Helen Wakeford

    IRN HMW01034

    • CF11 Money Laundering Reporting (26 Feb 2009 to 22 Dec 2011)
  • Ian Bruce Owen

    IRN IBO01001

    • CF2 Non Executive Director (21 Jan 2011 to 30 Jun 2015)
  • Jacqueline Curness

    IRN JMC01330

    • CF12 Actuarial (5 Jul 2008 to 9 Sep 2011)
  • James Cripps

    IRN JXC00645

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
  • James Shattock

    IRN JXS43530

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Jul 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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