UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Vallender

    IRN JXV43536

    • [FCA CF] Significant management (1 Nov 2021 to 19 May 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Jane Hulme

    IRN JXH00911

    • [PRA CF] Key function holder (since 9 Jun 2022)
    • [FCA CF] Significant management (since 9 Jun 2022)
    • [FCA CF] Material risk taker (since 9 Jun 2022)
  • Joanne Hindle

    IRN JXH01338

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2008)
    • CF14 Risk Assessment (11 Jul 2003 to 31 Oct 2007)
    • CF1 Director (8 Mar 2002 to 31 Mar 2008)
    • CF10 Compliance Oversight (8 Mar 2002 to 31 Mar 2008)
  • John Andrew Hyde

    IRN JAH01443

    • SMF18 Other Overall Responsibility (since 19 Apr 2022)
  • John Francis McGarry

    IRN JFM01111

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2016 to 9 Dec 2018)
    • CF1 Director (9 Nov 2010 to 17 Sep 2012)
    • Responsible for Insurance Mediation (9 Nov 2010 to 17 Sep 2012)
    • CF8 Apportionment and Oversight (9 Nov 2010 to 17 Sep 2012)
    • CF3 Chief Executive (9 Nov 2010 to 17 Sep 2012)
  • John Harkness

    IRN JXH00307

    • CF2 Non Executive Director (1 Dec 2001 to 4 Nov 2002)
  • John Terence Walker

    IRN JTW01023

    • CF13 Finance (14 Aug 2002 to 28 Feb 2003)
    • CF1 Director (14 Aug 2002 to 28 Feb 2003)
  • Jonathan Dye

    IRN JXD01572

    • SMF12 Chair of the Remuneration Committee (since 9 Feb 2024)
  • Jonathan Paul Fletcher

    IRN JPF01094

    • SMF23 Chief Underwriting Officer (since 12 Mar 2019)
    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (13 Feb 2017 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (2 Jun 2016 to 13 Feb 2017)
  • Jonathan Plumtree

    IRN JXP01200

    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2007)
    • CF1 Director (13 Mar 2003 to 9 Nov 2007)
    • CF13 Finance (13 Mar 2003 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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