Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Dec 2018 to 30 Nov 2021)
- CF11 Money Laundering Reporting (20 Apr 2018 to 18 Jul 2018)
- SIMF2 Chief Finance Function (20 Apr 2018 to 17 Sep 2018)
- CF10 Compliance Oversight (20 Apr 2018 to 18 Jul 2018)
- SIMF1 Chief Executive Function (15 Nov 2017 to 9 Dec 2018)
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- CF1 Director (AR) (1 Jul 2016 to 3 May 2017)
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- CF29 Significant management (29 Jun 2016 to 24 Mar 2017)
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- CF29 Significant management (29 Jun 2016 to 24 Mar 2017)
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- CF29 Significant management (29 Jun 2016 to 24 Mar 2017)
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- CF28 Systems and controls (1 Nov 2007 to 9 Nov 2007)
- CF13 Finance (13 Mar 2003 to 31 Oct 2007)
- CF1 Director (13 Mar 2003 to 9 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.