UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Snewin

    IRN JXS43533

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Joseph Michael Zubretsky

    IRN JMZ01004

    • CF2 Non Executive Director (13 Oct 2006 to 28 Feb 2007)
  • Julia Guttridge

    IRN JXG35157

    • [FCA CF] Significant management (1 Nov 2021 to 1 Jan 2026)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Jan 2026)
  • Julia Legge

    IRN JXL43519

    • [FCA CF] Material risk taker (10 Dec 2018 to 10 Jun 2020)
  • Kathleen Felicity Favell

    IRN KFF01004

    • SMF20 Chief Actuary (10 Dec 2018 to 14 Oct 2025)
    • SIMF20 Chief Actuary Function (30 Jun 2017 to 9 Dec 2018)
  • Kathleen Owen

    IRN KXO01168

    • CF29 Significant management (9 Aug 2010 to 30 Sep 2013)
  • Keith Patrick Jennings

    IRN KPJ01013

    • CF12 Actuarial (4 Nov 2011 to 6 Mar 2016)
  • Kevin Charles Bounds

    IRN KCB01029

    • CF2 Non Executive Director (31 Mar 2005 to 18 Dec 2009)
  • Kevin McCarthy

    IRN KXM01887

    • CF2 Non Executive Director (19 Apr 2013 to 31 Mar 2014)
  • Kevin Thomas Kabat

    IRN KTK01013

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 10 Dec 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (4 Apr 2018 to 9 Dec 2018)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.