UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lawrence Churchill

    IRN LXC01101

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2002)
    • CF3 Chief Executive (1 Dec 2001 to 1 Dec 2002)
    • CF1 Director (1 Dec 2001 to 1 Dec 2002)
  • Lee William Roberts

    IRN LXR00171

    • [FCA CF] Material risk taker (since 16 Dec 2021)
  • Linda Smith

    IRN LXS01563

    • CF29 Significant management (29 Mar 2012 to 20 Oct 2014)
  • Lionel Jose Lopez-Welsch

    IRN LXL81724

    • SMF24 Chief Operations (since 8 May 2024)
  • Louise Atchison

    IRN LXC00452

    • [FCA CF] Significant management (since 1 Feb 2023)
  • Lyndsey Hurley

    IRN LXH00690

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • Malcolm Graham McCaig

    IRN MGM01071

    • SMF11 Chair of the Audit Committee (29 Mar 2021 to 31 May 2021)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Aug 2019)
    • SIMF9 Chairman (11 Apr 2017 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 11 Apr 2017)
    • CF2 Non Executive Director (12 Aug 2009 to 6 Mar 2016)
  • Marco Antonio de Andrade Forato

    IRN MAF01172

    • CF29 Significant management (20 Dec 2010 to 22 Aug 2016)
  • Mark Paul Mynors Williams

    IRN MPW01086

    • CF11 Money Laundering Reporting (8 Feb 2007 to 4 Feb 2009)
  • Mark Paul Till

    IRN MPT01075

    • Responsible for Insurance Distribution (since 17 Nov 2021)
    • SMF1 Chief Executive (since 13 Apr 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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