UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Ben Hollobone

    IRN MBH01037

    • CF10 Compliance Oversight (5 Oct 2009 to 12 Dec 2013)
  • Martin David Moule

    IRN MDM01048

    • CF10 Compliance Oversight (4 Jul 2008 to 1 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 31 May 2010)
    • CF13 Finance (12 Sep 2007 to 31 Oct 2007)
    • CF1 Director (12 Sep 2007 to 31 May 2010)
  • Matthew Whitehouse

    IRN MXW00494

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
  • Michael John Marks

    IRN MJM01387

    • CF15 Internal Audit (6 Jul 2006 to 31 Aug 2007)
  • Michael Neil Taylor

    IRN MNT01021

    • CF29 Significant management (17 Apr 2013 to 31 Oct 2016)
  • Michael Quinn Simonds

    IRN MXS78637

    • SMF7 Group Entity Senior Manager (20 Aug 2020 to 9 Feb 2024)
  • Michael Shaun Lynch

    IRN MXL00388

    • [FCA CF] Significant management (28 Feb 2022 to 24 Jul 2022)
  • Michael Thomas

    IRN MXT01782

    • CF11 Money Laundering Reporting (22 Dec 2011 to 3 Sep 2012)
  • Mike Green

    IRN MXG43517

    • [FCA CF] Material risk taker (10 Dec 2018 to 6 Jul 2020)
  • Mohit Dhingra

    IRN MXD00064

    • SMF5 Head of Internal Audit (7 Jun 2022 to 30 Apr 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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