UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natalie Rogers

    IRN NXR35161

    • [FCA CF] Significant management (1 Nov 2021 to 2 Mar 2022)
    • [PRA CF] Key function holder (1 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Material risk taker (7 Jan 2020 to 2 Mar 2022)
  • Nick Poyntz-Wright

    IRN NHP01007

    • SMF9 Chair of the Governing Body (since 9 Aug 2023)
    • SMF10 Chair of the Risk Committee (13 Aug 2019 to 10 Jan 2024)
  • Nicola Jane Marrin

    IRN NXM00075

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Nicoletta Curtis

    IRN NXC43505

    • [FCA CF] Significant management (22 Feb 2024 to 21 Jun 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Panue Madhu

    IRN PXM01309

    • CF15 Internal Audit (1 Dec 2001 to 13 Mar 2006)
  • Paul Anthony Ralph

    IRN PXR00285

    • [FCA CF] Material risk taker (26 May 2022 to 22 Sep 2023)
  • Paul Bartlett

    IRN PXB00453

    • [FCA CF] Significant management (since 29 Jul 2024)
    • [FCA CF] Significant management (17 Mar 2022 to 22 Feb 2024)
  • Paul Brian Restall

    IRN PBR01017

    • CF29 Significant management (20 Oct 2008 to 30 Jun 2014)
  • Paul John Davies

    IRN PJD01079

    • CF29 Significant management (25 Jun 2008 to 24 Jun 2011)
    • CF1 Director (31 Dec 2003 to 25 Jun 2008)
  • Paul Richard Bradshaw

    IRN PRB01117

    • CF2 Non Executive Director (18 Aug 2008 to 20 Aug 2010)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.