Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INTEGRATED FINANCIAL ARRANGEMENTS LTD
FRN 190856
- SMF9 Chair of the Governing Body (since 2 Feb 2026)
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UNUM LIMITED
FRN 110408
- SMF9 Chair of the Governing Body (since 9 Aug 2023)
- SMF10 Chair of the Risk Committee (13 Aug 2019 to 10 Jan 2024)
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- Director of firm who is not a certification employee or a SMF manager (1 Oct 2025 to 3 Oct 2025)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2025)
- CF2 Non Executive Director (26 Jun 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 31 Dec 2024)
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- SMF9 Chair of the Governing Body (8 Feb 2022 to 28 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Feb 2022)
- CF2 Non Executive Director (23 Nov 2018 to 8 Dec 2019)
- CF1 Director (6 Jul 2018 to 23 Nov 2018)
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- Director of firm who is not a certification employee or a SMF manager (23 Jul 2020 to 31 Dec 2024)
- CF8 Apportionment and Oversight (7 Jul 2008 to 1 May 2010)
- CF3 Chief Executive (7 Jul 2008 to 1 May 2010)
- CF12 Actuarial (21 Jan 2002 to 21 Jan 2002)
- CF1 Director (1 Dec 2001 to 30 Jun 2010)
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- Director of firm who is not a certification employee or a SMF manager (23 Jul 2020 to 31 Dec 2024)
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- SMF9 Chair of the Governing Body (30 Jul 2019 to 5 May 2021)
- CF2 Non Executive Director (22 Feb 2016 to 6 Mar 2016)
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- SMF9 Chair of the Governing Body (30 Jul 2019 to 5 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
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