Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2024)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF2 Non Executive Director (1 Dec 2016 to 8 Sep 2017)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF3 Chief Executive (7 Jul 2008 to 1 May 2010)
    • CF8 Apportionment and Oversight (21 Jan 2002 to 6 Apr 2006)
    • CF1 Director (1 Dec 2001 to 30 Jun 2010)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF3 Chief Executive (7 Jul 2008 to 1 May 2010)
    • CF8 Apportionment and Oversight (7 Jul 2008 to 1 May 2010)
    • CF1 Director (12 Sep 2006 to 30 Jun 2010)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (15 Sep 2006 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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