Date authorised
1 April 2013
Companies House
05017193
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297
  • Complaints Contact

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Vaughey

    IRN AXV00228

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Manager of certification employee (since 12 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2024)
  • Albert Edward Bernard Wiegman

    IRN AEW01044

    • CF2 Non Executive Director (29 Apr 2008 to 26 Nov 2009)
  • Alexander Duncan

    IRN AXD01270

    • SMF4 Chief Risk (since 10 Dec 2018)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Nov 2019)
    • CF10 Compliance Oversight (15 Mar 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (8 Jan 2013 to 6 Mar 2016)
  • Alexander Jeremy Findlater

    IRN AJF01176

    • [FCA CF] Significant management (10 Dec 2018 to 20 Jun 2019)
    • CF29 Significant management (1 Nov 2007 to 4 Aug 2011)
    • CF17 Significant Mgt (Other Business Operations) (13 Jan 2006 to 31 Oct 2007)
  • Alexander Mainstone

    IRN AXM01353

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
  • Alistair Smith

    IRN AXS05471

    • [FCA CF] Significant management (since 1 May 2025)
  • Andrew Bailey

    IRN ANB01051

    • [PRA CF] Key function holder (10 Jun 2019 to 30 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jun 2019 to 30 Apr 2025)
    • [FCA CF] Significant management (10 Jun 2019 to 30 Apr 2025)
  • Andrew John Michael Chamberlain

    IRN AJC01287

    • SIMF20 Chief Actuary Function (19 Oct 2016 to 1 Dec 2017)
    • CF1 Director (28 Jun 2016 to 1 Dec 2017)
  • Andrew Mark Parsons

    IRN AMP01157

    • SMF2 Chief Finance (12 Dec 2019 to 1 Dec 2023)
  • Andrew Peter Megson

    IRN APM01070

    • CF1 Director (13 Aug 2004 to 3 Sep 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.