UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paula Coffey

    IRN PXC43504

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • Penelope-Ann Tompkins

    IRN PXT01172

    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2007)
  • Peter Dewis

    IRN PXD01382

    • CF29 Significant management (1 Nov 2007 to 24 Feb 2011)
    • CF1 Director (1 Jan 2004 to 28 Feb 2008)
    • CF20 Significant Mgt (Settlements) (11 Jul 2003 to 31 Oct 2007)
  • Peter Gerald Owen O'Donnell

    IRN PGO01009

    • SMF1 Chief Executive (10 Dec 2018 to 1 Apr 2021)
    • SMF3 Executive Director (10 Dec 2018 to 1 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (30 Oct 2012 to 6 Mar 2016)
    • Responsible for Insurance Mediation (30 Oct 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (30 Oct 2012 to 6 Mar 2016)
    • CF1 Director (21 Jun 2010 to 30 Oct 2012)
  • Peter John Paul Goddard

    IRN PJG01073

    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Mar 2020)
    • CF10 Compliance Oversight (13 Jun 2014 to 9 Dec 2018)
  • Peter Robert Hales

    IRN PRH01065

    • CF2 Non Executive Director (28 Aug 2008 to 13 Jan 2015)
  • Peter William Stemp

    IRN PWS01027

    • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2006)
  • Philip Gray

    IRN PXG01208

    • [FCA CF] Significant management (since 30 Nov 2021)
  • Philip Maurice Evans

    IRN PME01033

    • CF29 Significant management (4 Dec 2008 to 11 Mar 2013)
  • Puneet Bhasin

    IRN PXB15410

    • SMF7 Group Entity Senior Manager (15 Aug 2019 to 10 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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