UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca McMullin

    IRN RXM01549

    • [PRA CF] Key function holder (since 1 Apr 2026)
  • Rich Foord

    IRN RXF43511

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Richard Alister Brennan

    IRN RXB00921

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Richard Eburne

    IRN RXE47146

    • [FCA CF] Significant management (1 Nov 2021 to 31 Dec 2023)
    • [FCA CF] Material risk taker (22 Apr 2021 to 1 Nov 2021)
  • Richard McKenney

    IRN RXM02070

    • SMF7 Group Entity Senior Manager (since 24 Jul 2024)
    • SMF7 Group Entity Senior Manager (11 Sep 2019 to 13 Dec 2021)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 11 Sep 2019)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 11 Apr 2017)
    • CF2 Non Executive Director (21 Apr 2010 to 6 Mar 2016)
  • Robert Berry

    IRN RXB02213

    • CF29 Significant management (30 Jul 2012 to 2 Sep 2013)
  • Robert O'Hara Best

    IRN OXB01113

    • CF29 Significant management (18 Aug 2010 to 31 Dec 2011)
  • Robert Thurston

    IRN RDT01073

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (since 23 Sep 2019)
  • Ruth Greene

    IRN RXG01116

    • CF2 Non Executive Director (19 Jul 2002 to 31 Oct 2006)
    • CF1 Director (1 Dec 2001 to 19 Jul 2002)
  • Samantha Jane Hoe-Richardson

    IRN SJH01602

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Nov 2020)
    • SIMF11 Chair of the Audit Committee (18 Apr 2017 to 9 Dec 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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