UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Ann Davies

    IRN SAR01057

    • SMF10 Chair of the Risk Committee (since 10 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 15 Nov 2022)
    • [PRA CF] Key function holder (since 15 Nov 2022)
  • Simon Chrisp

    IRN SXC02784

    • [FCA CF] Material risk taker (24 Jan 2020 to 6 Apr 2021)
  • Simon Lofthouse

    IRN SXL43524

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2020)
  • Simon Nicholas Blunt

    IRN SNB01028

    • CF10 Compliance Oversight (11 Dec 2013 to 31 Jan 2014)
  • Stephen Mark Coombes

    IRN SMC01183

    • SIMF4 Chief Risk Function (30 Mar 2017 to 31 Dec 2017)
  • Stephen Michael Redman

    IRN SMR01038

    • CF10 Compliance Oversight (1 Dec 2001 to 21 Jan 2002)
  • Stephen Paul Harry

    IRN SPH01170

    • SMF24 Chief Operations (8 May 2019 to 31 Dec 2019)
    • CF29 Significant management (1 Jan 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 1 Jan 2017)
    • CF1 Director (10 Oct 2012 to 6 Mar 2016)
  • Steve Leverett

    IRN SXL43521

    • [FCA CF] Material risk taker (10 Dec 2018 to 23 Apr 2021)
  • Steve Morley

    IRN SXM43527

    • [FCA CF] Material risk taker (10 Dec 2018 to 2 Feb 2021)
  • Steven Andrew Zabel

    IRN SXZ23466

    • SMF7 Group Entity Senior Manager (18 Feb 2020 to 10 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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