UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Robert Vann

    IRN SRV01005

    • SMF14 Senior Independent Director (since 9 Aug 2023)
    • SMF11 Chair of the Audit Committee (since 27 Oct 2021)
  • Sue Round

    IRN SXR35160

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Susan Lesley Ring

    IRN SXR01169

    • Responsible for Insurance Mediation (20 Nov 2008 to 16 Oct 2010)
    • CF8 Apportionment and Oversight (20 Nov 2002 to 16 Oct 2010)
    • CF3 Chief Executive (20 Nov 2002 to 16 Oct 2010)
    • CF1 Director (1 Dec 2001 to 16 Oct 2010)
  • Tamara Henderson

    IRN TXH01568

    • CF29 Significant management (22 Oct 2013 to 1 Jan 2017)
  • Terence Connely Coulthard

    IRN TCC01024

    • CF29 Significant management (1 Nov 2007 to 24 Aug 2009)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Aug 2003 to 31 Oct 2007)
  • Thomas Ros Watjen

    IRN TRW01040

    • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2016 to 25 May 2017)
    • CF2 Non Executive Director (4 Apr 2006 to 21 May 2015)
  • Thomas Wetherill

    IRN TXW01501

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 13 Nov 2020)
    • CF11 Money Laundering Reporting (17 Mar 2017 to 9 Dec 2018)
  • Timothy Bishop

    IRN TXB01541

    • CF11 Money Laundering Reporting (16 Jan 2013 to 31 Jan 2017)
  • Timothy Mark Powell

    IRN TXP35158

    • [FCA CF] Material risk taker (1 Jan 2019 to 7 Feb 2021)
  • Tracey Ward

    IRN TXW00032

    • [FCA CF] Significant management (since 1 Aug 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.