Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Aug 2023)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)

    FRN 184113

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • CF3 Chief Executive (1 Oct 2019 to 30 Apr 2021)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • Capita Pension Solutions Limited (no longer approved here)

    FRN 142484

    • CF10a CASS Oversight function (16 Mar 2015 to 1 Feb 2017)
    • CF3 Chief Executive (15 Apr 2014 to 31 Jul 2018)
    • CF1 Director (17 Jan 2014 to 31 Jul 2018)
  • Capita Life & Pensions Regulated Services Limited (no longer approved here)

    FRN 145540

    • CF1 Director (30 Oct 2014 to 31 Jul 2018)
    • CF10a CASS Oversight function (20 Jun 2012 to 19 Nov 2014)
    • CF29 Significant management (20 Jul 2011 to 31 Jul 2018)
  • UNUM LIMITED (no longer approved here)

    FRN 110408

    • Responsible for Insurance Mediation (20 Nov 2008 to 16 Oct 2010)
    • CF8 Apportionment and Oversight (20 Nov 2002 to 16 Oct 2010)
    • CF3 Chief Executive (20 Nov 2002 to 16 Oct 2010)
    • CF1 Director (1 Dec 2001 to 16 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.