MUFG Corporate Markets Treasury Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001927

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001927

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Burleton

  IRN AJB01560

  • [FCA CF] Client dealing (since 4 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Aug 2006 to 31 Oct 2007)
• Adrian Geoffrey Bond

  IRN AGB00021

  • [FCA CF] Significant management (18 Dec 2020 to 4 Oct 2021)
• Al-Habib Onifade

  IRN AXO01132

  • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2003)
• Alan Alexander Morrison George

  IRN AAG01028

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Jul 2002 to 31 Oct 2007)
• Alexander Flight

  IRN AXF00326

  • [FCA CF] Manager of certification employee (since 1 May 2022)
  • [FCA CF] Client dealing (since 22 Dec 2021)
• Andrew James Bruce

  IRN AJB01569

  • CF13 Finance (29 Jun 2005 to 24 Feb 2006)
• Andrew Richard Lloyd Screen

  IRN ARS01100

  • CF30 Customer (16 Dec 2008 to 14 May 2010)
• Anthony O'Keeffe

  IRN AXO01374

  • CF1 Director (6 Oct 2011 to 30 Sep 2019)
• Brenda Elizabeth Clayton

  IRN BEC01021

  • CF21 Investment Adviser (10 Apr 2002 to 31 May 2002)
• Carl Gurnell

  IRN CXG00256

  • [FCA CF] Client dealing (since 7 Dec 2020)

No changes recorded yet.