Adrian Geoffrey Bond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Valu-Trac Investment Management Limited
FRN 145168
- SMF3 Executive Director (since 1 Jun 2023)
- SMF16 Compliance Oversight (since 1 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2023)
- [FCA CF] Significant management (20 Sep 2022 to 9 Aug 2023)
MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- [FCA CF] Significant management (23 Dec 2020 to 4 Oct 2021)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (116)[FCA CF] Significant management (21 Dec 2020 to 10 Sep 2021)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- [FCA CF] Material risk taker (21 Dec 2020 to 10 Sep 2021)
- [FCA CF] Significant management (21 Dec 2020 to 10 Sep 2021)
MUFG Corporate Markets Treasury Limited (no longer approved here)
FRN 150403
- [FCA CF] Significant management (18 Dec 2020 to 4 Oct 2021)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- SMF4 Chief Risk (22 Jul 2020 to 10 Sep 2021)

Updates to this individual's record on the FCA register.

2 days ago
controlled function added: (116)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.