MUFG Corporate Markets Treasury Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Central Square29 Wellington StreetLeedsWest YorkshireLS1 4DLUNITED KINGDOM- Phone
- +443333001927
-
Complaints Contact
Central Square29 Wellington StreetLeedsWest YorkshireLS1 4DLUNITED KINGDOM- Phone
- +443333001927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Cecilie Bjerkeli Booth
IRN CXB01851
- CF30 Customer (18 Dec 2008 to 12 Aug 2016)
-
Charles David Robinson
IRN CXR01328
- CF3 Chief Executive (3 Feb 2005 to 20 Mar 2006)
- CF8 Apportionment and Oversight (3 Feb 2005 to 20 Mar 2006)
- CF1 Director (3 Feb 2005 to 20 Mar 2006)
-
Charles Nicholas Cryer
IRN CNC01018
- CF1 Director (31 Jul 2013 to 27 Feb 2015)
- CF13 Finance (24 Feb 2006 to 8 Sep 2006)
-
Charles Ramon Kittrell
IRN CRK01008
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
-
Christopher Addenbrooke
IRN CXA01074
- CF1 Director (10 Apr 2006 to 18 Jun 2007)
-
Christopher Alan Jones
IRN CAJ01097
- [FCA CF] Client dealing (since 4 Dec 2020)
- CF30 Customer (3 Apr 2013 to 8 Dec 2019)
-
Christopher Scott
IRN CAS01080
- [FCA CF] Client dealing (since 4 Dec 2020)
- [FCA CF] Manager of certification employee (since 4 Dec 2020)
- CF30 Customer (18 Mar 2011 to 8 Dec 2019)
-
Claire Gardner
IRN CXG00257
- [FCA CF] Client dealing (since 27 Nov 2020)
-
Clive Smith
IRN CXS01631
- CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
-
Daniel Willson
IRN DJW01202
- [FCA CF] Client dealing (since 4 Dec 2020)
- [FCA CF] Manager of certification employee (since 4 Dec 2020)
- CF30 Customer (15 Mar 2011 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.