Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (11 Oct 2018 to 29 Nov 2019)
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- CF1 Director (18 Nov 2016 to 26 Feb 2018)
- CF28 Systems and controls (18 Nov 2016 to 26 Feb 2018)
- CF15 Internal Audit (12 Oct 2007 to 31 Oct 2007)
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- CF28 Systems and controls (18 Nov 2016 to 26 Feb 2018)
- CF1 Director (21 Feb 2014 to 26 Feb 2018)
- CF15 Internal Audit (14 Mar 2006 to 31 Oct 2007)
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- CF1 Director (18 Nov 2016 to 26 Feb 2018)
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- SIMF5 Head of Internal Audit Function (16 Aug 2016 to 31 Jul 2017)
- CF28 Systems and controls (29 Feb 2012 to 20 May 2014)
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- CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
- CF1 Director (21 Feb 2014 to 3 Nov 2017)
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- (28)CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
- (29)CF1 Director (21 Feb 2014 to 3 Nov 2017)
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- CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
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- CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
- CF1 Director (12 May 2015 to 3 Nov 2017)
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- CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (28)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (29)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED