Polo Managing Agency Limited

Date authorised
3 May 2000
Companies House
03935227
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Monument Street
    24 Monument Street London City Of London EC3R 8AJ UNITED KINGDOM
    London
    City Of London
    EC3R 8AJ
    UNITED KINGDOM
    Phone
    +442033376476
    Web
    https://www.polo.works

  • Complaints Contact

    24 Monument Street London City Of London EC3R 8AJ UNITED KINGDOM
    London
    City Of London
    EC3R 8AJ
    UNITED KINGDOM
    Phone
    +442035434553

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Christian Tanner

    IRN ACT01062

    • SMF4 Chief Risk (since 1 Apr 2025)
    • SMF16 Compliance Oversight (1 Apr 2025 to 10 Apr 2026)
    • SMF4 Chief Risk (7 Mar 2024 to 5 Apr 2024)
  • Anne Elizabeth Plumb

    IRN AEP01073

    • CF1 Director (AR) (1 Feb 2017 to 17 Aug 2018)
  • Antony David Leslie Dodson

    IRN AXD18568

    • CF1 Director (AR) (13 Aug 2019 to 31 Aug 2021)
  • Ashis Mathuradas Bathia

    IRN AMB01248

    • CF3 Chief Executive (AR) (26 Apr 2019 to 31 Aug 2021)
    • SMF18 Other Overall Responsibility (25 Apr 2019 to 31 Aug 2021)
    • CF1 Director (AR) (1 Sep 2015 to 31 Aug 2021)
  • Barry Clark Zurbuchen

    IRN BCZ01000

    • CF1 Director (AR) (6 Jun 2011 to 1 Apr 2014)
  • Brent Escott

    IRN BXE01075

    • CF1 Director (24 Jan 2012 to 25 Jul 2012)
  • Cathal Carr

    IRN CXC00870

    • CF1 Director (AR) (since 30 Dec 2024)
    • [FCA CF] Significant management (3 Nov 2024 to 17 Apr 2026)
  • Christopher David Forbes

    IRN CDF01013

    • SIMF14 Senior Independent Director (18 Dec 2017 to 31 Oct 2018)
  • Clive Smith

    IRN CXS01631

    • SIMF5 Head of Internal Audit Function (16 Aug 2016 to 31 Jul 2017)
    • CF28 Systems and controls (29 Feb 2012 to 20 May 2014)
  • Colin Malcolm Grint

    IRN CMG01112

    • SIMF1 Chief Executive Function (12 Aug 2016 to 30 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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