Anne Elizabeth Plumb

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cobalt Underwriting Services Limited (no longer approved here)
FRN 605713
- SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
- SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
- CF3 Chief Executive (4 Dec 2018 to 8 Dec 2019)
- Responsible for Insurance Distribution (4 Dec 2018 to 13 Sep 2024)
- CF1 Director (4 Dec 2018 to 8 Dec 2019)
Polo Managing Agency Limited (no longer approved here)
FRN 204976
- CF1 Director (AR) (1 Feb 2017 to 17 Aug 2018)
Cobalt 1438 Services Limited (no longer approved here)
FRN 767583
- Employed By (1 Feb 2017 to 17 Aug 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.