MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Mark Smith

    IRN DMS01265

    • SMF16 Compliance Oversight (3 Apr 2023 to 1 Mar 2024)
  • David Chefneux

    IRN DXC00397

    • [FCA CF] Client dealing (4 Dec 2020 to 8 Oct 2021)
  • David Hadley Edwards

    IRN DHE01015

    • CF1 Director (26 Aug 2011 to 31 Jul 2012)
  • David John Dunkerley

    IRN DJD01142

    • CF21 Investment Adviser (23 Feb 2004 to 17 Feb 2006)
  • David John Hoggins

    IRN DJH01188

    • CF11 Money Laundering Reporting (3 Feb 2014 to 10 Jan 2019)
    • CF10 Compliance Oversight (3 Feb 2014 to 10 Jan 2019)
  • David Michael Whelan

    IRN DMW01090

    • SMF9 Chair of the Governing Body (since 28 May 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Apr 2006 to 8 Dec 2019)
    • CF3 Chief Executive (10 Apr 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Peter Rauch

    IRN DPR01084

    • CF11 Money Laundering Reporting (11 Feb 2010 to 1 Apr 2011)
    • CF10 Compliance Oversight (11 Feb 2010 to 1 Apr 2011)
  • David Rider

    IRN DJR01132

    • [FCA CF] Client dealing (4 Dec 2020 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Derek Jack Lyons

    IRN DJL01113

    • CF30 Customer (1 Nov 2007 to 4 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Diane Cotton

    IRN DXC02188

    • CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.