Diane Cotton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Link Fund Solutions Limited (no longer approved here)
FRN 119197
- CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
MUFG Corporate Markets Treasury Limited (no longer approved here)
FRN 150403
- CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
Rooftop Mortgages Limited (no longer approved here)
FRN 303059
- CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
BCMGlobal Mortgage Services Limited (no longer approved here)
FRN 306235
- CF28 Systems and controls (6 Nov 2017 to 5 Jul 2019)
Polo Managing Agency Limited (no longer approved here)
FRN 204976
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 16 Aug 2016)
- CF28 Systems and controls (12 Mar 2014 to 6 Mar 2016)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- CF28 Systems and controls (8 May 2015 to 31 Jan 2016)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (26)CF28 Systems and controls (12 Mar 2014 to 31 Jan 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (26)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.