MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dragan Karajic

    IRN DXK01543

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (17 Feb 2014 to 8 Dec 2019)
  • Ermello Calorio

    IRN EXC01125

    • CF30 Customer (25 Jun 2013 to 17 Nov 2014)
  • Gary Adam Lawson

    IRN GAL01049

    • CF3 Chief Executive (1 Mar 2006 to 31 Mar 2006)
    • CF8 Apportionment and Oversight (1 Mar 2006 to 31 Mar 2006)
    • CF1 Director (4 Feb 2005 to 31 Mar 2006)
    • CF21 Investment Adviser (7 Sep 2004 to 31 Mar 2006)
    • CF23 Corporate Finance Adviser (7 Sep 2004 to 31 Mar 2006)
  • Geoffrey Stanley Gray

    IRN GSG01019

    • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • CF21 Investment Adviser (23 Feb 2004 to 31 Oct 2007)
  • Gordon Mark Hurst

    IRN GMH01069

    • CF1 Director (1 Dec 2001 to 24 Jun 2003)
  • Guy Ewen Hanley

    IRN GEH01024

    • CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2005)
  • Howard Alan Montagu

    IRN HAM01038

    • CF1 Director (20 Apr 2011 to 17 Apr 2015)
    • CF28 Systems and controls (1 Nov 2007 to 1 Mar 2010)
    • CF13 Finance (3 Jul 2007 to 31 Oct 2007)
  • Howard Webb

    IRN HLW01016

    • [FCA CF] Client dealing (4 Dec 2020 to 28 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (17 Nov 2004 to 31 Oct 2007)
  • Ian Carron

    IRN IXC00082

    • [FCA CF] Significant management (4 Dec 2020 to 8 Apr 2022)
  • Ian Gibson Brooke

    IRN IGB01016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.