Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (132)SMF9 Chair of the Governing Body (12 Aug 2020 to 31 Jan 2022)
- (133)SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
- (134)CF8 Apportionment and Oversight (13 Jun 2007 to 31 Mar 2009)
- (135)CF3 Chief Executive (13 Jun 2007 to 6 Oct 2016)
- (136)CF1 Director (13 Jun 2007 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (12 Aug 2020 to 31 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
- CF1 Director (13 Jun 2007 to 8 Dec 2019)
- CF3 Chief Executive (13 Jun 2007 to 8 Dec 2014)
- CF8 Apportionment and Oversight (13 Jun 2007 to 31 Mar 2009)
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- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
- CF1 Director (13 Jun 2007 to 8 Dec 2019)
- CF3 Chief Executive (13 Jun 2007 to 8 Dec 2014)
- CF8 Apportionment and Oversight (13 Jun 2007 to 31 Mar 2009)
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- CF2 Non Executive Director (11 Jul 2007 to 4 Aug 2008)
- CF1 Director (AR) (12 Oct 2005 to 14 Apr 2006)
- CF3 Chief Executive (13 May 2005 to 11 Jul 2007)
- CF8 Apportionment and Oversight (13 May 2005 to 11 Jul 2007)
- CF1 Director (23 Sep 2004 to 11 Jul 2007)
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- CF1 Director (10 Apr 2006 to 18 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (132)SMF9 Chair of the Governing Body at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (133)SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (134)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (135)CF3 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (136)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED