Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (29 Aug 2014 to 27 Feb 2015)
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- CF1 Director (31 Jul 2013 to 27 Feb 2015)
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- (10)CF1 Director (31 Jul 2013 to 27 Feb 2015)
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- CF1 Director (31 Jul 2013 to 27 Feb 2015)
- CF13 Finance (24 Feb 2006 to 8 Sep 2006)
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- CF1 Director (31 Jul 2013 to 27 Feb 2015)
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- CF3 Chief Executive (6 Jul 2007 to 31 Jan 2013)
- CF8 Apportionment and Oversight (6 Jul 2007 to 31 Oct 2007)
- CF1 Director (11 Jan 2006 to 8 Sep 2006)
- CF13 Finance (19 Feb 2003 to 6 Aug 2004)
- CF11 Money Laundering Reporting (19 Feb 2003 to 2 Jan 2004)
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- CF21 Investment Adviser (29 Jan 2002 to 19 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (10)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED