Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 5 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 25 Feb 2025)
  • Unum Select Limited (no longer approved here)

    FRN 522238

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (19 Sep 2018 to 8 Dec 2019)
  • UNUM LIMITED (no longer approved here)

    FRN 110408

    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Mar 2020)
    • CF10 Compliance Oversight (13 Jun 2014 to 9 Dec 2018)
  • Brit Syndicates Limited (no longer approved here)

    FRN 204930

    • CF29 Significant management (11 Feb 2010 to 21 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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