Date authorised
1 April 2013
Companies House
07203708
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Westcott Road
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
  • Complaints Contact

    Milton Court
    Westcott Road
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alissa White

    IRN AXW47150

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2022)
  • Daniel Jason Waxenberg

    IRN DJW01411

    • CF1 Director (15 Mar 2011 to 12 Jul 2012)
  • Elisabeth Upton

    IRN EXU47149

    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
  • Francis M Patrick Walsh

    IRN FXW00021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
  • Gareth Pugh

    IRN GXP47147

    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2024)
  • Glenn Paul Thompson

    IRN GPT01048

    • [FCA CF] Material risk taker (since 17 Apr 2020)
  • Helen Wakeford

    IRN HMW01034

    • CF11 Money Laundering Reporting (14 Feb 2011 to 22 Dec 2011)
  • John Francis McGarry

    IRN JFM01111

    • CF1 Director (14 Feb 2011 to 17 Sep 2012)
    • CF3 Chief Executive (14 Feb 2011 to 17 Sep 2012)
    • Responsible for Insurance Mediation (14 Feb 2011 to 17 Sep 2012)
  • Jonathan Paul Fletcher

    IRN JPF01094

    • SMF3 Executive Director (since 9 Jun 2020)
  • Judith Freeman

    IRN JXF47148

    • [FCA CF] Material risk taker (16 Dec 2021 to 17 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.