Mohit Dhingra

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AEGON INVESTMENT SOLUTIONS LTD.
FRN 543123
- [FCA CF] Significant management (since 1 May 2023)
Aegon Investments Limited
FRN 788212
- [FCA CF] Significant management (since 1 May 2023)
Scottish Equitable Plc
FRN 165548
- SMF5 Head of Internal Audit (since 7 Mar 2023)
Cofunds Limited
FRN 194734
- SMF5 Head of Internal Audit (since 7 Mar 2023)
UNUM LIMITED (no longer approved here)
FRN 110408
- SMF5 Head of Internal Audit (7 Jun 2022 to 30 Apr 2023)
INTACT INSURANCE UK LIMITED (no longer approved here)
FRN 202323
- [FCA CF] Significant management (1 Feb 2020 to 2 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.