Martin David Moule

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNUM LIMITED (no longer approved here)

    FRN 110408

    • CF10 Compliance Oversight (4 Jul 2008 to 1 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 31 May 2010)
    • CF1 Director (12 Sep 2007 to 31 May 2010)
    • CF13 Finance (12 Sep 2007 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF20 Significant Mgt (Settlements) (18 Apr 2006 to 25 Sep 2006)
    • CF1 Director (22 Sep 2005 to 25 Sep 2006)
    • CF13 Finance (22 Sep 2005 to 25 Sep 2006)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF1 Director (18 Apr 2006 to 25 Sep 2006)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF1 Director (22 Sep 2005 to 25 Sep 2006)
    • CF13 Finance (22 Sep 2005 to 25 Sep 2006)
  • Trent Insurance Company Limited (no longer approved here)

    FRN 202770

    • CF19 Significant Mgt (Financial Resources) (5 Dec 2003 to 30 Sep 2004)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF1 Director (4 Sep 2003 to 25 Apr 2005)
    • CF13 Finance (4 Sep 2003 to 25 Apr 2005)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF13 Finance (4 Sep 2003 to 25 Apr 2005)
    • CF1 Director (4 Sep 2003 to 25 Apr 2005)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF1 Director (4 Sep 2003 to 25 Apr 2005)
    • CF13 Finance (4 Sep 2003 to 25 Apr 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 20 Jun 2003)
    • CF1 Director (1 Dec 2001 to 20 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 20 Jun 2003)
    • CF1 Director (1 Dec 2001 to 20 Jun 2003)
Show more

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.