Michael John Marks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Talbot Underwriting Ltd (no longer approved here)
FRN 204890
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 28 Feb 2017)
- CF28 Systems and controls (26 Feb 2016 to 6 Mar 2016)
UNUM LIMITED (no longer approved here)
FRN 110408
- CF15 Internal Audit (6 Jul 2006 to 31 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.