Date authorised
12 December 1988
Companies House
02202362
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500
  • Complaints Contact

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Fox

    IRN AXF00513

    • [FCA CF] Material risk taker (since 24 Mar 2024)
  • Andrew Howse

    IRN AXH00550

    • [FCA CF] Material risk taker (12 Jul 2021 to 15 Mar 2024)
    • [PRA CF] Key function holder (12 Jul 2021 to 15 Mar 2024)
  • Andrew Keogan

    IRN AXK02931

    • SIMF5 Head of Internal Audit Function (28 Feb 2017 to 31 Oct 2018)
  • Andrew Summers

    IRN AXS01378

    • [FCA CF] Material risk taker (since 1 Nov 2021)
  • Anthony James Keys

    IRN AJK01052

    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 16 Mar 2017)
    • CF2 Non Executive Director (AR) (2 Apr 2012 to 18 Mar 2013)
    • CF2 Non Executive Director (4 Feb 2003 to 6 Mar 2016)
  • Barnabas John Hurst-Bannister

    IRN BJH01057

    • Director of firm who is not a certification employee or a SMF manager (8 Jan 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (28 Jan 2020 to 7 Jan 2021)
    • SMF14 Senior Independent Director (10 Dec 2018 to 28 Jan 2020)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (15 Sep 2011 to 6 Mar 2016)
  • Ben Shannon

    IRN BXS00371

    • [FCA CF] Material risk taker (since 1 Nov 2021)
  • Catherine Elizabeth Barton

    IRN CEB01135

    • SMF2 Chief Finance (17 Nov 2020 to 31 Aug 2021)
  • Charles Neville Rupert Atkin

    IRN CNA01006

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 7 May 2019)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Mar 2016 to 6 Mar 2016)
    • CF1 Director (AR) (2 Apr 2012 to 18 Mar 2013)
    • CF3 Chief Executive (18 Oct 2007 to 1 Mar 2016)
    • CF8 Apportionment and Oversight (18 Oct 2007 to 1 Mar 2016)
    • Responsible for Insurance Mediation (18 Oct 2007 to 1 Mar 2016)
    • CF1 Director (1 Dec 2001 to 1 Mar 2016)
  • Christopher John Roland Rash

    IRN CJR01197

    • SMF1 Chief Executive (15 Feb 2021 to 4 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.