Date authorised
12 December 1988
Companies House
02202362
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500
  • Complaints Contact

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Jordan Flatt

    IRN CXF00425

    • SMF7 Group Entity Senior Manager (since 10 Sep 2025)
  • Christopher Townsend

    IRN CXT01661

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (25 Sep 2018 to 9 Dec 2018)
  • Colin-Joseph Baptist Fernandes

    IRN CXF00408

    • [PRA CF] Key function holder (since 31 Jan 2025)
  • Daniel Akerman

    IRN DXA00229

    • [FCA CF] Material risk taker (9 Aug 2021 to 3 Apr 2025)
    • [PRA CF] Key function holder (9 Aug 2021 to 10 Aug 2021)
  • Danny O'Donoghue

    IRN DXO00181

    • [FCA CF] Material risk taker (27 Sep 2022 to 3 Apr 2025)
  • Darren Paul Redhead

    IRN DPR01051

    • CF1 Director (1 Dec 2001 to 15 May 2007)
  • David John Batchelor

    IRN DJB01532

    • SMF9 Chair of the Governing Body (since 7 Jan 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2019 to 7 Jan 2021)
  • David Kennedy Newbigging

    IRN DKN01003

    • CF2 Non Executive Director (2 Dec 2003 to 2 Jul 2007)
  • David Martin Slade

    IRN DMS01103

    • CF2 Non Executive Director (1 Dec 2001 to 8 Feb 2002)
  • David Morris

    IRN DXM02991

    • SMF1 Chief Executive (23 Jul 2019 to 8 Feb 2021)
    • CF1 Director (AR) (21 Sep 2016 to 21 Mar 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.