Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNUM LIMITED

    FRN 110408

    • SMF16 Compliance Oversight (since 1 Mar 2026)
    • SMF4 Chief Risk (since 1 Mar 2026)
    • SMF5 Head of Internal Audit (since 2 Jun 2023)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Sep 2021 to 1 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2022)
    • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
    • CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
  • Saga Services Limited (no longer approved here)

    FRN 311557

    • SMF16 Compliance Oversight (7 Apr 2020 to 1 Jul 2022)
    • SMF4 Chief Risk (7 Apr 2020 to 1 Jul 2022)
    • CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
  • Automobile Association Insurance Services Limited (no longer approved here)

    FRN 310562

    • CF28 Systems and controls (19 Apr 2013 to 10 Jan 2014)
  • Ashbrooke Underwriting Services Limited (no longer approved here)

    FRN 202661

    • CF28 Systems and controls (28 Feb 2011 to 10 Jan 2014)
  • Ashbrooke Underwriting Limited (no longer approved here)

    FRN 202961

    • CF28 Systems and controls (28 Feb 2011 to 10 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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