Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UNUM LIMITED
FRN 110408
- SMF16 Compliance Oversight (since 1 Mar 2026)
- SMF4 Chief Risk (since 1 Mar 2026)
- SMF5 Head of Internal Audit (since 2 Jun 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (3 Sep 2021 to 1 Jul 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2022)
- CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
- CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
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- SMF16 Compliance Oversight (7 Apr 2020 to 1 Jul 2022)
- SMF4 Chief Risk (7 Apr 2020 to 1 Jul 2022)
- CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
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- CF28 Systems and controls (19 Apr 2013 to 10 Jan 2014)
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- CF28 Systems and controls (28 Feb 2011 to 10 Jan 2014)
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- CF28 Systems and controls (28 Feb 2011 to 10 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.