Ashbrooke Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Manages Insurance Policies

For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Suretyship
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Amanda Elizabeth Atherton
IRN AEA01032
- CF28 Systems and controls (30 Nov 2007 to 30 Jul 2010)
Andrew Graham Morpeth
IRN AGM01096
- SMF2 Chief Finance (since 12 Aug 2020)
Andrew Jonathan Peter Strong
IRN AJS01232
- CF8 Apportionment and Oversight (28 Sep 2007 to 21 Jan 2014)
- CF1 Director (28 Sep 2007 to 21 Jan 2014)
- CF3 Chief Executive (28 Sep 2007 to 21 Jan 2014)
Andrew Kenneth Boland
IRN AKB01074
- CF1 Director (10 Feb 2014 to 30 Dec 2014)
Andrew Mark Briscoe
IRN AMB01090
- CF1 Director (20 May 2002 to 31 Dec 2003)
Christopher Trevor Peter Jansen
IRN CTJ01005
- CF1 Director (1 Jan 2014 to 2 Sep 2014)
- CF3 Chief Executive (1 Jan 2014 to 2 Sep 2014)
Douglas John Richards
IRN DJR01113
- CF1 Director (1 Dec 2001 to 25 Jan 2003)
Helen Louise Webb
IRN HLW01024
- CF28 Systems and controls (28 Feb 2011 to 10 Jan 2014)
Jay Stewart
IRN JXS06679
- SMF26 Head of Small Run-Off Firm (26 Feb 2020 to 21 May 2020)
- SMF1 Chief Executive (30 Jan 2019 to 26 Feb 2020)
John Andrew Goodsell
IRN JAG00005
- CF1 Director (28 Sep 2007 to 27 May 2008)

Smaller firms operating under this firm's FCA authorisation.

Automobile Association Insurance Services Limited (no longer appointed)
FRN 203387 · Appointed 27 Jun 1997 · Until 13 Jan 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.