Ashbrooke Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Manages Insurance Policies

For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Suretyship
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Kathryn Susan Thomas
IRN KST01025
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 21 May 2020)
Kevin Morris Sinclair
IRN KXS01232
- CF1 Director (7 Mar 2006 to 30 Sep 2007)
Marianne June Neville
IRN MXN27685
- SMF2 Chief Finance (17 Apr 2020 to 21 May 2020)
Mark Sydney Clare
IRN MSC01040
- CF1 Director (1 Dec 2001 to 25 Jan 2003)
Nigel Roland Howard Clark
IRN NRC01035
- CF1 Director (10 May 2002 to 28 Feb 2006)
Philip Mark Byrne
IRN PXB37774
- [FCA CF] Significant management (8 Jan 2019 to 21 May 2020)
Robert James Scott
IRN RJS01336
- SIMF1 Chief Executive Function (7 Mar 2016 to 3 May 2016)
- CF3 Chief Executive (8 Apr 2015 to 6 Mar 2016)
- CF28 Systems and controls (21 Jan 2009 to 10 May 2010)
Robert Warner
IRN RXW01823
- SMF9 Chair of the Governing Body (27 Dec 2018 to 30 Apr 2019)
- SIMF9 Chairman (2 Dec 2016 to 8 Sep 2017)
Steven Charles Gowland
IRN SCG01040
- SMF26 Head of Small Run-Off Firm (since 24 Jul 2020)
Stuart Michael Howard
IRN SMH00056
- CF28 Systems and controls (1 Nov 2007 to 12 Apr 2013)
- CF1 Director (28 Sep 2007 to 20 Jan 2014)
- CF13 Finance (28 Sep 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Automobile Association Insurance Services Limited (no longer appointed)
FRN 203387 · Appointed 27 Jun 1997 · Until 13 Jan 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.