Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra May Edmans

  IRN AME01031

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (20 Sep 2011 to 2 Jan 2014)
  • CF21 Investment Adviser (29 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Mar 2006 to 29 Aug 2006)
• Alexis Cross

  IRN AXC25769

  • SMF3 Executive Director (17 Jun 2020 to 26 Jan 2022)
  • SMF1 Chief Executive (17 Jun 2020 to 26 Jan 2022)
  • Responsible for Insurance Distribution (17 Jun 2020 to 26 Jan 2022)
• Alison Soltani-Davies

  IRN AXD01600

  • CF1 Director (16 Apr 2009 to 19 May 2011)
• Alison Victoria Crossley

  IRN AVC01027

  • CF1 Director (7 Jul 2009 to 6 May 2011)
• Amanda Elizabeth Atherton

  IRN AEA01032

  • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2010)
  • CF15 Internal Audit (2 Jun 2006 to 31 Oct 2007)
• Amanda Louise Hoskins

  IRN ALH01074

  • CF1 Director (16 Apr 2009 to 19 May 2011)
  • CF29 Significant management (11 Nov 2008 to 16 Apr 2009)
• Amy Victoria Stacey

  IRN AXS05238

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2024)
• Andrew David Gaisford

  IRN ADG00003

  • CF21 Investment Adviser (8 May 2003 to 28 Feb 2006)
  • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 8 May 2003)
• Andrew Frederick Tudor Ward-Penny

  IRN AFW00006

  • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Apr 2002 to 8 May 2003)
• Andrew Jonathan Peter Strong

  IRN AJS01232

  • CF3 Chief Executive (19 Jun 2014 to 3 Oct 2016)
  • CF1 Director (1 Feb 2002 to 18 Jan 2008)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.