Andrew Frederick Tudor Ward-Penny

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2022)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
    • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2002 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.