Date authorised
1 April 2013
Companies House
03023493
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Kenneth Boland

    IRN AKB01074

    • CF1 Director (23 Jun 2011 to 10 Feb 2014)
  • Andrew Paul Stringer

    IRN APS01123

    • CF1 Director (2 Jan 2017 to 1 Feb 2018)
    • CF29 Significant management (16 Apr 2009 to 30 Aug 2010)
    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2009)
    • CF13 Finance (1 Sep 2006 to 31 Oct 2007)
  • Andrew Robert Deacon

    IRN ARD00007

    • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2003)
  • Angela Carpenter

    IRN AXC01422

    • CF21 Investment Adviser (23 May 2002 to 25 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
  • Aynsley Elaine Jardin

    IRN AEJ01037

    • CF1 Director (30 Aug 2005 to 1 Sep 2006)
  • Brian Neville Blake

    IRN BNB00003

    • CF30 Customer (21 Jul 2008 to 31 Jan 2009)
  • Christopher Charles Jenkins

    IRN CCJ00001

    • CF21 Investment Adviser (27 May 2002 to 18 May 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Clare Cracknell

    IRN CXC01582

    • CF29 Significant management (1 Nov 2007 to 19 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2006 to 31 Oct 2007)
  • Clifton Adrian Melvin

    IRN CAM01118

    • CF2 Non Executive Director (20 Aug 2015 to 8 Dec 2019)
  • Damien Peter Duffy

    IRN DPD01070

    • SMF3 Executive Director (14 Apr 2020 to 31 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2020 to 31 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Saga Membership Ltd (no longer appointed)

    FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.