Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Beech

  IRN DXB00106

  • CF30 Customer (12 May 2009 to 2 Feb 2010)
• David Reynolds Conder

  IRN DRC01146

  • CF30 Customer (1 Nov 2007 to 2 Jan 2014)
  • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 31 Oct 2007)
• Derek William James Whatley

  IRN DWW00002

  • CF10 Compliance Oversight (1 Dec 2001 to 23 May 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 23 May 2003)
• Douglas James Mellors

  IRN DJM01529

  • CF30 Customer (14 Sep 2009 to 30 Jul 2010)
• Elissa Ilott

  IRN EXI00020

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2023 to 20 Oct 2023)
• Franklin Jeffrey Solomons

  IRN FXS00003

  • CF30 Customer (23 Jul 2008 to 1 Aug 2010)
• Gary James McCarthy

  IRN GJM01165

  • CF10 Compliance Oversight (7 Sep 2005 to 24 Sep 2010)
  • CF11 Money Laundering Reporting (7 Sep 2005 to 24 Sep 2010)
• Gary John Duggan

  IRN GJD01052

  • SMF3 Executive Director (9 Dec 2019 to 24 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 24 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Dec 2019)
  • CF3 Chief Executive (31 Jan 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (31 Jan 2018 to 30 Sep 2018)
  • CF1 Director (31 Jan 2018 to 8 Dec 2019)
• Gemma Godfrey

  IRN GXG01649

  • SMF9 Chair of the Governing Body (since 10 Jan 2023)
• Gev Lynott

  IRN GXL01106

  • CF29 Significant management (13 May 2010 to 27 May 2011)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.