Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 8 Apr 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 6 Jul 2020)
    • CF30 Customer (since 14 Apr 2020)
    • CF4 Partner (AR) (14 Apr 2020 to 12 Apr 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 Oct 2010 to 10 Oct 2013)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (14 Sep 2009 to 30 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.