Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gillian Mary Kydd

  IRN GMW00014

  • CF30 Customer (14 Jul 2008 to 2 Jan 2014)
• Helen Louise Webb

  IRN HLW01024

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Sep 2021 to 1 Jul 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2022)
  • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
  • CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
• Helen Roberts

  IRN HXR00223

  • [FCA CF] Significant management (since 4 Apr 2024)
• Hugh Charles MacDonald Bankier

  IRN HCB01031

  • CF14 Risk Assessment (17 Aug 2005 to 15 Sep 2005)
  • CF15 Internal Audit (29 Jun 2005 to 15 Sep 2005)
• James Barrington Quin

  IRN JBQ01002

  • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2023)
  • CF1 Director (3 Dec 2018 to 8 Dec 2019)
• James Docherty Cameron

  IRN JDC00062

  • CF1 Director (1 Feb 2002 to 3 Oct 2008)
• Jane Darvill

  IRN JXD00075

  • CF30 Customer (25 Jun 2008 to 2 Feb 2010)
• Janet Elizabeth Thomson

  IRN JET01076

  • CF29 Significant management (1 Nov 2007 to 7 Jun 2011)
  • CF17 Significant Mgt (Other Business Operations) (2 Mar 2007 to 31 Oct 2007)
• Jeffrey Bromage

  IRN JXB02632

  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
  • CF1 Director (7 Dec 2018 to 8 Dec 2019)
  • CF29 Significant management (16 Jul 2010 to 8 Dec 2019)
• Jennifer McCoy

  IRN JXM00448

  • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2001)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.