Date authorised
1 April 2013
Companies House
03023493
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremiah Toher

    IRN JCT01090

    • Responsible for Insurance Distribution (12 Apr 2023 to 22 Sep 2025)
    • SMF1 Chief Executive (16 Nov 2022 to 22 Sep 2025)
  • Jodi Turner

    IRN JXT02100

    • CF28 Systems and controls (18 May 2018 to 16 Oct 2018)
  • John Andrew Goodsell

    IRN JAG00005

    • CF1 Director (1 Dec 2001 to 28 Sep 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2006)
    • CF3 Chief Executive (1 Dec 2001 to 1 Sep 2006)
  • Jonathan Stanley Hill

    IRN JSH01193

    • CF1 Director (30 Jun 2015 to 28 Sep 2018)
  • Julian Escott

    IRN JPE00013

    • CF30 Customer (1 Nov 2007 to 1 Aug 2010)
    • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 8 May 2003)
  • Julie Hopes

    IRN JXH02059

    • SMF9 Chair of the Governing Body (16 Jul 2020 to 16 Feb 2023)
  • Julius David Christmas

    IRN JDC01180

    • CF29 Significant management (28 Jan 2009 to 8 Dec 2019)
  • Karen Nicola Callander

    IRN KNB01019

    • CF29 Significant management (1 Nov 2007 to 13 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2006 to 31 Oct 2007)
  • Kevin Lionel Brennan

    IRN KLB00004

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
  • Kim Hine

    IRN KXM00040

    • CF30 Customer (14 Jul 2008 to 23 Sep 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Saga Membership Ltd (no longer appointed)

    FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.