Julian Escott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Feb 2022)
    • CF1 Director (AR) (since 10 Feb 2022)
    • CF30 Customer (since 10 Feb 2022)
    • [FCA CF] Functions requiring qualifications (4 Nov 2021 to 11 Feb 2022)
    • [FCA CF] Client dealing (4 Nov 2021 to 11 Feb 2022)
  • Julian Escott Financial Services Ltd

    FRN 967486

    • (1)Employed By (since 10 Feb 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2021)
    • CF30 Customer (7 Sep 2010 to 8 Dec 2019)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (1 Nov 2007 to 1 Aug 2010)
    • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.