Saga Personal Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3Pancras SquareLondonN1C 4AGUNITED KINGDOM- Phone
- +4401303771111
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Complaints Contact
3Pancras SquareLondonN1C 4AGUNITED KINGDOM- Phone
- +4401303771111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kyle Geoffrey Newstead
IRN KGN00001
- CF21 Investment Adviser (23 May 2002 to 25 May 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
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Lance Henry Lowe Batchelor
IRN LHB01019
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
- CF1 Director (3 Jul 2014 to 8 Dec 2019)
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Lisa Marie Parrott
IRN LMP01092
- CF11 Money Laundering Reporting (2 Apr 2018 to 8 Feb 2019)
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Lorna Jane Aspin
IRN LJA00011
- CF30 Customer (29 Jul 2008 to 31 Jan 2009)
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Lynda Hay Greenshields
IRN LHG01012
- CF29 Significant management (3 Jun 2011 to 3 Oct 2014)
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Lynn Fournier
IRN LXF01405
- CF28 Systems and controls (15 Oct 2018 to 8 Dec 2019)
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Mark Huggins
IRN MXH01865
- CF1 Director (22 Jun 2011 to 10 Feb 2014)
- CF3 Chief Executive (22 Jun 2011 to 10 Feb 2014)
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Mark James Watkins
IRN MXW18356
- SMF3 Executive Director (since 3 May 2024)
- CF28 Systems and controls (4 Nov 2019 to 18 Nov 2019)
- CF11 Money Laundering Reporting (4 Nov 2019 to 18 Nov 2019)
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Marta Ana Gonzalez Zuinaga
IRN MXG00648
- [FCA CF] Significant management (8 Sep 2023 to 9 Apr 2026)
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Maurice Edward Hatch
IRN MEH01047
- CF2 Non Executive Director (1 Dec 2001 to 15 Jan 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.