Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Andrew Cutbill

  IRN MAC00119

  • CF1 Director (18 Jun 2004 to 31 Mar 2005)
• Michael Howard Crawford

  IRN MHC01043

  • SMF16 Compliance Oversight (since 29 Aug 2024)
• Michael Robert Hazell

  IRN MXH22886

  • Responsible for Insurance Distribution (since 21 Oct 2025)
  • Responsibility for MCD Intermediation (since 21 Oct 2025)
  • SMF1 Chief Executive (since 21 Oct 2025)
• Nicholas James Hurman

  IRN NJH01073

  • CF11 Money Laundering Reporting (29 May 2003 to 29 Sep 2003)
  • CF10 Compliance Oversight (29 May 2003 to 29 Sep 2003)
  • CF1 Director (3 Mar 2003 to 29 Nov 2004)
• Nicola Cielle Audhlam-Gardiner

  IRN NCA01034

  • CF3 Chief Executive (5 Sep 2016 to 30 Jun 2017)
  • CF1 Director (5 Sep 2016 to 30 Jun 2017)
• Nigel Francis Morris

  IRN NFM01015

  • CF3 Chief Executive (26 Nov 2007 to 31 Oct 2008)
  • CF8 Apportionment and Oversight (26 Nov 2007 to 31 Oct 2008)
  • CF1 Director (26 Nov 2007 to 31 Oct 2008)
• Peter John Humphrey

  IRN PJH01257

  • CF30 Customer (14 Jul 2008 to 29 Jul 2009)
• Peter William Phillipson

  IRN PWP01015

  • CF2 Non Executive Director (21 Jun 2002 to 21 Jun 2002)
• Rabeya Islam

  IRN RXI00005

  • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
  • CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
• Robert James Scott

  IRN RJS01336

  • CF28 Systems and controls (21 Jan 2009 to 10 May 2010)
  • CF15 Internal Audit (4 Oct 2005 to 1 Jun 2006)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.