Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert John Helm

  IRN RJH00048

  • CF21 Investment Adviser (27 Jun 2002 to 14 Aug 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)
• Roger Albert Graham

  IRN RAG00008

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)
• Roger Charles Ramsden

  IRN RCR01037

  • Responsible for Insurance Mediation (10 Oct 2017 to 1 Feb 2018)
  • CF3 Chief Executive (4 Jul 2017 to 1 Feb 2018)
  • CF1 Director (3 Nov 2008 to 28 Sep 2015)
  • CF8 Apportionment and Oversight (3 Nov 2008 to 31 Mar 2009)
• Roger John Titmarsh

  IRN RJT00026

  • CF30 Customer (1 Nov 2007 to 2 Feb 2010)
  • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 16 Dec 2005)
• Roger Michael De Haan

  IRN RMD00007

  • CF1 Director (1 Dec 2001 to 29 Oct 2004)
• Rosalind Miriam Altmann

  IRN RMA01087

  • CF1 Director (16 Feb 2012 to 12 Feb 2013)
• Ross Anthony Revell

  IRN RAR01094

  • CF10 Compliance Oversight (29 Sep 2003 to 2 Sep 2005)
  • CF11 Money Laundering Reporting (29 Sep 2003 to 2 Sep 2005)
• Russell Marryat Owain Wright

  IRN RMW00009

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
• Stephanie Roisinna Curtin

  IRN SRC01086

  • CF22 Investment Adviser (Trainee) (20 Aug 2007 to 14 Dec 2007)
• Stephen David Ashton

  IRN SDA01040

  • CF2 Non Executive Director (7 Aug 2008 to 12 Jan 2009)
  • CF8 Apportionment and Oversight (1 Sep 2006 to 27 Dec 2007)
  • CF3 Chief Executive (1 Sep 2006 to 27 Dec 2007)
  • CF1 Director (6 Nov 2002 to 7 Aug 2008)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.