Roger Albert Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke Independent Financial Advisers Limited (no longer approved here)

    FRN 610625

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 May 2022)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Dec 2008 to 2 Nov 2009)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Dec 2008 to 2 Nov 2009)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.