Bespoke Independent Financial Advisers Limited

• Principal Place of Business

  Unit 5

  Wellington Business Park

  Dukes Ride

  Crowthorne

  Berkshire

  RG45 6LS

  UNITED KINGDOM

  Phone

  +441483766656

  Web

  https://bespokeifa.co.uk

• Complaints Contact

  Unit 5

  Wellington Business Park

  Dukes Ride

  Crowthorne

  Berkshire

  RG45 6LS

  UNITED KINGDOM

  Phone

  +441483766656

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Royce

  IRN AJR01216

  • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
  • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
• Alex Ivers Kirkpatrick

  IRN AXK00687

  • [FCA CF] Functions requiring qualifications (22 Mar 2023 to 20 Jan 2026)
• Andrew Charles Hawker

  IRN ACH00009

  • CF30 Customer (29 Oct 2014 to 12 Apr 2016)
• Andrew Ivan Dixon

  IRN AID01006

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
  • [FCA CF] Client dealing (since 6 Jan 2020)
• Austin Patrick Flood

  IRN AXF00007

  • [FCA CF] Client dealing (7 Sep 2020 to 31 Jul 2022)
  • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 Jul 2022)
• David Robert Reaney

  IRN DRR00023

  • CF1 Director (22 May 2014 to 15 Nov 2017)
  • CF30 Customer (22 May 2014 to 19 May 2019)
• David Stuart Wilson

  IRN DSW01126

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 8 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
• Duncan Butler-Wheelhouse

  IRN DXB00561

  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 31 Dec 2022)
  • [FCA CF] Client dealing (18 Oct 2021 to 31 Dec 2022)
• Graham Robert McLauchlan

  IRN GRM00014

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2021)
  • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
• Jacqueline Brown

  IRN JXB00783

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2021 to 2 Jun 2021)
  • [FCA CF] Significant management (1 Jun 2021 to 2 Jun 2021)

No changes recorded yet.